Unclaimed
Travis Alan Dearth is a licensed financial advisor. Travis has been active in the financial services industry since August 7, 2012 and is currently registered with W&S Brokerage Services, Inc. in Portsmouth, OH. Travis is licensed to provide financial advice in Ohio. Travis has passed the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination. Travis has been working with W&S Brokerage Services, Inc. since January 28, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
01/28/2015 - Present
W&S Brokerage Services, Inc. (Portsmouth OH)
OH
04/10/2007 - 09/29/2009
W&S BROKERAGE SERVICES, INC. (CHILLICOTHE OH)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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