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Traver Elder

Wells Fargo Securities, LLC

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About Traver Elder

Traver Elder is a financial professional with over 10 years of experience in the securities industry. Traver is currently registered with Wells Fargo Securities, LLC. Traver has previously worked at Wells Fargo Prime Services, LLC and National Financial Services LLC. Traver holds the Series 7, Series 63, and SIE licenses. Traver is registered in all states and has a broad range of experience to assist clients with their financial needs.

Firm Information

Traver Elder is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Traver Elder’s Registration & Firm History

NY

09/07/2018 - Present

Wells Fargo Securities, LLC (New York NY)

NY

11/16/2020 - 12/01/2020

WELLS FARGO PRIME SERVICES, LLC (New York NY)

NY

11/11/2010 - 08/15/2018

NATIONAL FINANCIAL SERVICES LLC (NEW YORK CITY NY)

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Licenses & Designations

BC

Issued 01/28/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Traver Elder.
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