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Trava Lance Williams

Carter, Terry & Company, Inc.

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About Trava Lance Williams

Trava Lance Williams is a financial advisor with Carter, Terry & Company, Inc. based in Birmingham, Alabama. Williams has over 29 years of experience in the financial services industry. Trava is a Series 7, 24, 28, 53, 63, SIE, and 99TO licensed professional. Prior to joining Carter, Terry & Company, Inc., Trava held positions at AFS EQUITIES, INC. and Edward D. Jones & Co., L.P.

Firm Information

Trava Williams is currently registered with Carter, Terry & Company, Inc.. Carter, Terry & Company, Inc. is a corporation headquartered in Atlanta, Georgia. Founded in March 1985, the firm offers a variety of investment advisory services, including portfolio management for individuals and selection of other advisors. They manage approximately $114.4 million in regulatory assets for a range of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. The firm has a team of 41 registered representatives, 19 investment adviser representatives, and 5 licensed agents. They are registered with the SEC and in 49 states.
Carter, Terry & Company, Inc.

3060 PEACHTREE RD NW

ATLANTA, GA 30305

$114.42M

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Trava Williams’s Registration & Firm History

AL

08/18/2004 - Present

Carter, Terry & Company, Inc. (BIRMINGHAM AL)

AL

10/26/1995 - 08/09/2004

AFS EQUITIES, INC. (BIRMINGHAM AL)

MO

02/24/1994 - 10/20/1995

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 02/25/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/29/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/08/2001

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 07/13/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 17 public disclosures for Trava Lance Williams. Review regulatory record here.
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