Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traser? Claim Your ProfileTraser Pomerleau has been in the industry since June 1999. Traser is currently registered with Morgan Stanley. Traser's previous registrations include Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, RBC Dain Rauscher Inc. and Tucker Anthony Incorporated. Traser holds the Series 31, Series 7, Series 66, Series 9, and Series 10 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/03/2020 - Present
Morgan Stanley (San Francisco CA)
MA
06/01/2009 - 07/11/2012
MORGAN STANLEY SMITH BARNEY (BOSTON MA)
MA
06/07/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
MA
03/09/2002 - 05/31/2007
RBC DAIN RAUSCHER INC. (BOSTON MA)
MA
06/07/2000 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
07/24/1998 - 05/25/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/09/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/18/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 07/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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