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Trang Athena Le

W & S Brokerage Services, Inc.

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About Trang Athena Le

Trang Athena Le is a registered investment advisor representative with W&S Brokerage Services, Inc. Trang has been in the financial services industry since March 7, 2021. Trang is licensed to provide investment advice in California, Florida, New Jersey, Ohio, Pennsylvania and Virginia.

Firm Information

Trang Le is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Trang Le’s Registration & Firm History

PA

04/11/2022 - Present

W&S Brokerage Services, Inc. (PITTSBURGH PA)

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Licenses & Designations

IA

Issued 04/11/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/22/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/08/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/26/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Trang Athena Le.
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