Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tran? Claim Your ProfileTran Soles-torres is a registered representative at RBC Capital Markets, LLC. Tran has been in the financial industry since August 2022 and holds the Series 63, Series 52TO and SIE licenses. Tran is currently registered with the state of New York. Tran has experience working with individuals, corporations, charitable organizations, high-net-worth individuals, insurance companies, pension and profit-sharing plans, and state or municipal government entities. RBC Capital Markets, LLC is a full-service investment firm that provides a wide range of financial products and services. The firm has been in business for over 100 years and is headquartered in New York City.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2022 - Present
RBC Capital Markets, LLC (NEW YORK NY)
BC
Issued 08/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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