Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tran? Claim Your ProfileTran Hang Ngo is a financial advisor at Fidelity Personal And Workplace Advisors. Tran has been in the industry since 2004 and has experience working with a wide range of clients, including individuals, businesses, and charitable organizations. Tran offers a variety of financial services, including financial planning, portfolio management, and selection of other advisors. Tran also holds Series 7, 10, and 9 licences as well as Series 63 and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/19/2024 - Present
Fidelity Personal AND Workplace Advisors (CAMPBELL CA)
CA
04/13/2006 - 02/06/2018
CHARLES SCHWAB & CO., INC. (Sunnyvale CA)
CA
10/25/2005 - 03/04/2006
CITIGROUP GLOBAL MARKETS INC. (SCOTTS VALLEY CA)
MO
05/13/2004 - 10/24/2005
SCOTTRADE, INC. (ST. LOUIS MO)
BOTH
Issued 05/26/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/05/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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