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Tramaine Johnson

Allspring Funds Distributor, LLC

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About Tramaine Johnson

Tramaine Johnson is a financial advisor with over 18 years of experience in the industry. Tramaine Johnson is currently registered with Allspring Funds Distributor, LLC in Menomonee Falls, Wisconsin. Tramaine Johnson holds a Series 6, Series 7, Series 24, and Series 63 license. Tramaine Johnson was previously registered with Wells Fargo Funds Distributor, LLC and Northwestern Mutual Investment Services, LLC.

Firm Information

Tramaine Johnson is currently registered with Allspring Funds Distributor, LLC. Allspring Funds Distributor, LLC is a Limited Liability Company formed on July 9, 2004, and is registered in 53 states and the District of Columbia. The firm has an approved SEC registration and provides advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

61

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tramaine Johnson’s Registration & Firm History

WI

02/01/2019 - Present

Allspring Funds Distributor, LLC (MENOMONEE FALLS WI)

WI

09/19/2017 - 11/01/2018

WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)

WI

10/08/2013 - 09/01/2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

03/15/2004 - 08/23/2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 07/19/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2006

Series 7 - General Securities Representative Examination

BC

Issued 03/12/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tramaine Johnson.
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