Unclaimed
Tramaine Johnson is a financial advisor with over 18 years of experience in the industry. Tramaine Johnson is currently registered with Allspring Funds Distributor, LLC in Menomonee Falls, Wisconsin. Tramaine Johnson holds a Series 6, Series 7, Series 24, and Series 63 license. Tramaine Johnson was previously registered with Wells Fargo Funds Distributor, LLC and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
02/01/2019 - Present
Allspring Funds Distributor, LLC (MENOMONEE FALLS WI)
WI
09/19/2017 - 11/01/2018
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
10/08/2013 - 09/01/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
03/15/2004 - 08/23/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 07/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/12/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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