Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trajan? Claim Your ProfileTrajan Sung has been in the financial services industry since 2011. Trajan is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and a registered investment advisor in California. Trajan has worked for a number of other firms in the past including UnionBanc Investment Services, LLC, HSBC Securities (USA) Inc., and Wells Fargo Advisors, LLC. Trajan has passed the Series 6, Series 7, Series 63, and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/21/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
06/15/2018 - 06/29/2022
UNIONBANC INVESTMENT SERVICES, LLC (TUSTIN CA)
CA
03/18/2013 - 06/28/2018
HSBC SECURITIES (USA) INC. (WALNUT CA)
CA
04/19/2011 - 12/17/2012
WELLS FARGO ADVISORS, LLC (DIAMOND BAR CA)
BC
Issued 11/13/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/20/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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