Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Tang is a registered representative with Morgan Stanley and has been in the securities industry for over 20 years. Tracy has a Series 66 license, which allows her to provide investment advice. Tracy is also licensed as an investment advisor in several states. Tracy has experience with various investment products, including stocks, bonds, mutual funds, and options. Tracy is also a general securities supervisor and is able to oversee the activities of other registered representatives. Tracy is committed to providing her clients with the highest level of service and investment advice. Tracy worked for Citigroup Global Markets Inc before joining Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DC
02/20/2020 - Present
Morgan Stanley (Washington DC)
DC
03/21/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
BOTH
Issued 07/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2006
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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