Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy William Green is a financial advisor with UBS Financial Services Inc. in Dallas, Texas. Tracy has been working in the financial industry since March 24, 2007 and has a broad range of experience in helping clients achieve their financial goals. Tracy is registered with the state of Texas as a Registered Representative and Investment Adviser Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
10/14/2021 - Present
UBS Financial Services Inc. (DALLAS TX)
TX
02/22/2011 - 09/02/2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (Lewisville TX)
TX
10/07/2010 - 02/10/2011
CHASE INVESTMENT SERVICES CORP. (LEWISVILLE TX)
NV
04/06/2009 - 07/02/2010
BRIGHT TRADING, LLC (HENDERSON NV)
TX
01/04/2008 - 04/02/2009
EDWARD JONES (KELLER TX)
NY
09/03/1997 - 11/12/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 01/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1997
Series 3 - National Commodity Futures Examination
BC
Issued 09/04/1997
Series 31 - Futures Managed Funds Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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