Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Stocker is a financial advisor who has been in the industry since September 16, 2015. Tracy is currently registered with M Holdings Securities, Inc. in West Hartford, Connecticut and has previously worked at WELLS FARGO CLEARING SERVICES, LLC, ADVANCE CAPITAL SERVICES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Tracy holds the Series 63, Series 7 and SIE licenses. Tracy specializes in a wide range of investments, including Stocks, Bonds, Mutual Funds, Options, Annuities and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
08/31/2021 - Present
M Holdings Securities, Inc. (WEST HARTFORD CT)
MI
09/22/2015 - 02/09/2021
WELLS FARGO CLEARING SERVICES, LLC (TROY MI)
MI
06/06/2014 - 12/18/2014
ADVANCE CAPITAL SERVICES, INC. (SOUTHFIELD MI)
MI
01/31/2014 - 02/10/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMFIELD HILLS MI)
BC
Issued 08/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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