linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Tracy Sobehart Frazier

MGI Funds Distributors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Tracy? Claim Your Profile

About Tracy Sobehart Frazier

Tracy Frazier is a financial advisor with over 20 years of experience in the industry. Tracy is currently registered with MGI Funds Distributors, LLC and has held previous positions at PRINCIPAL SECURITIES, INC., WALNUT STREET SECURITIES, INC., NATHAN & LEWIS SECURITIES, INC., and J.J.B. HILLIARD, W.L. LYONS, INC. Tracy is licensed to provide securities advice in all 50 states and the District of Columbia. Tracy holds the Series 7, Series 24, Series 63 and SIE licenses. Tracy is committed to providing personalized financial advice and helping clients reach their financial goals.

Firm Information

Tracy Frazier is currently registered with MGI Funds Distributors, LLC. MGI Funds Distributors, LLC is a Limited Liability Company formed in January 2012 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Tracy Frazier’s Registration & Firm History

PA

03/06/2023 - Present

MGI Funds Distributors, LLC (Pittsburgh PA)

IA

01/12/2006 - 01/04/2023

PRINCIPAL SECURITIES, INC. (DES MOINES IA)

CA

08/01/2003 - 01/04/2006

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

01/17/2002 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

NY

06/25/2001 - 12/06/2001

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

KY

03/14/2000 - 03/20/2001

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

Not sure if Tracy Sobehart Frazier is right for you?

Licenses & Designations

IA

Issued 12/22/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/02/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracy Sobehart Frazier.
Not sure if Tracy Sobehart Frazier is right for you?