Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Hardin has been a financial advisor since 1996 and is currently registered with LPL Financial LLC in Indiana and Kentucky. Tracy also has a registration in Florida. Tracy is an experienced advisor with a focus on financial planning, investment management, and retirement planning. Tracy holds the Series 7, Series 24, and Series 63 licenses. Prior to joining LPL Financial LLC, Tracy has worked with Private Client Services, LLC and Woodbury Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
10/17/2023 - Present
LPL Financial LLC (NEW ALBANY IN)
IN
01/04/2010 - 10/18/2023
PRIVATE CLIENT SERVICES, LLC (NEW ALBANY IN)
IN
08/06/2003 - 12/31/2009
WOODBURY FINANCIAL SERVICES, INC. (NEW ALBANY IN)
DE
10/02/2001 - 08/15/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
IN
06/26/1996 - 10/09/2001
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/26/1996 - 10/09/2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BC
Issued 07/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Tracy Hardin is the right advisor for you? Invested Better is here to help.
