Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Mitchell is a registered representative with DFA Securities LLC. Tracy has been in the financial services industry for over 20 years. Tracy has also previously worked with Charles Schwab & Co., Inc. and 401(k) Investment Services, Inc. Tracy holds the Series 6, 7 and 63 registrations. Tracy is currently located in Austin, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/19/2024 - Present
DFA Securities LLC (AUSTIN TX)
TX
07/27/2019 - 07/25/2024
CHARLES SCHWAB & CO., INC. (Austin TX)
TX
09/26/2013 - 07/02/2019
DFA SECURITIES LLC (AUSTIN TX)
TX
08/06/2008 - 09/24/2013
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
TX
09/01/2003 - 12/08/2008
401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)
BC
Issued 09/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/29/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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