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Tracy Rene Burkard

Cetera Advisors LLC

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About Tracy Rene Burkard

Tracy Burkard has been in the financial services industry since March 1, 1982. Tracy is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Tracy's office is located in El Segundo, California.

Firm Information

Tracy Burkard is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tracy Burkard’s Registration & Firm History

CA

02/01/2013 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CA

04/07/2015 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

CA

04/07/2015 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)

CA

04/07/2015 - 11/01/2017

GIRARD SECURITIES, INC. (EL SEGUNDO CA)

CA

04/07/2015 - 12/31/2016

LEGEND EQUITIES CORPORATION (El Segundo CA)

CA

04/07/2015 - 11/29/2016

INVESTORS CAPITAL CORP. (EL SEGUNDO CA)

CA

04/07/2015 - 11/29/2016

VSR FINANCIAL SERVICES, INC. (el segundo CA)

CA

04/07/2015 - 12/23/2015

J.P. TURNER & COMPANY, L.L.C. (El Segundo CA)

NA

02/28/1986 - 04/10/1989

AMERICAN PACIFIC SECURITIES CORPORATION

NA

05/20/1983 - 03/11/1986

THOMSON MCKINNON SECURITIES INC.

NA

03/02/1982 - 07/13/1983

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 06/03/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracy Rene Burkard.
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