Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Read is a financial advisor with Fidelity Personal And Workplace Advisors. Tracy Read has over 15 years of experience in the financial services industry. Tracy Read holds Series 6, 7, 63 and 66 licenses, as well as the SIE certification. Tracy Read is registered to provide investment advice in 53 states and is also licensed to provide investment advice in Texas and Kentucky. Tracy Read has previously worked at Cambridge Investment Research, Inc. and PNC Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
05/18/2021 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
OH
06/26/2019 - 06/25/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (Cincinnati OH)
OH
06/16/2016 - 06/06/2019
PNC INVESTMENTS (CINCINNATI OH)
KY
06/04/2008 - 05/31/2016
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
OH
04/20/2005 - 03/29/2006
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
AL
10/15/2004 - 04/20/2005
PROEQUITIES, INC. (BIRMINGHAM AL)
NY
07/23/2004 - 10/06/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 06/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Tracy Read is the right advisor for you? Invested Better is here to help.
