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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy R. Osborne is a financial advisor with Fidelity Personal And Workplace Advisors, working from the firm's Covington, KY office. Tracy has been in the financial industry since 2015. Tracy specializes in working with high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. Tracy has been registered as a broker-dealer in 52 states and as an investment advisor in 2 states. Tracy has also taken and passed the SIE, Series 7, Series 6, Series 63, and Series 65 exams. Tracy is also licensed to sell insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
11/12/2021 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
OH
10/22/2018 - 10/06/2021
THE HUNTINGTON INVESTMENT COMPANY (CHILLICOTHE OH)
OH
11/06/2017 - 09/17/2018
INFINEX INVESTMENTS, INC. (WAVERLY OH)
OH
09/11/2015 - 11/03/2017
VALIC FINANCIAL ADVISORS, INC. (COLUMBUS OH)
IA
Issued 11/08/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/11/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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