Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Niles is an investment advisor representative with Farmers Financial Solutions, LLC, in Spokane Valley, Washington. Tracy has been in the industry since 1994 and has been with Farmers Financial Solutions, LLC since 2004. Tracy is registered with FINRA and has a Series 6, Series 63, Series 26, and SIE licenses. Tracy is also registered in several states, including Arizona, Colorado, Idaho, Montana, Nevada, North Dakota, Oregon, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
01/14/2004 - Present
Farmers Financial Solutions, LLC (Spokane Valley WA)
CA
04/29/2002 - 12/31/2003
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
MA
08/16/2000 - 04/26/2002
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
DE
09/06/1994 - 11/20/2000
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
IA
Issued 07/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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