Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Sledd has been in the financial services industry since 1990. Tracy is a registered representative with MML Investors Services, LLC and holds several licenses including Series 7, Series 31, Series 63 and Series 65. Tracy has been registered with MML Investors Services, LLC since 2017. Before that, Tracy was a registered representative of MSI Financial Services, INC. and Metropolitan Life Insurance Company. Tracy also has experience in the insurance industry, holding a license as an independent insurance agent since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
VA
03/25/2017 - Present
MML Investors Services, LLC (ROANOKE VA)
VA
02/21/2006 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ROANOKE VA)
VA
02/21/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ROANOKE VA)
VA
04/30/1990 - 02/21/2006
MORGAN STANLEY DW INC. (ROANOKE VA)
IA
Issued 10/09/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 04/28/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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