Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Nolte is an investment advisor representative with Advisors Asset Management, Inc., located in Boerne, Texas. Tracy Nolte has been in the industry since 1998 and currently holds registrations with the state of Texas for both investment advisory and broker-dealer activities. Tracy has extensive experience working with high-net-worth individuals, corporations, and investment companies. Tracy Nolte has a strong background in investment banking and portfolio management, and specializes in providing clients with a comprehensive range of investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Supervisor/evaluator to unit investment trusts
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
10/18/2011 - Present
Advisors Asset Management, Inc. (BOERNE TX)
TX
06/26/2003 - 12/09/2004
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
09/25/1997 - 05/20/2002
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
NY
08/19/1996 - 09/12/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 10/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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