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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Saylor is a financial advisor with Empower Financial Services, Inc. with over 15 years of experience in the financial services industry. Tracy has held positions with several firms including LPL Financial LLC, Wells Fargo Clearing Services, LLC, Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and T. Rowe Price Investment Services, Inc.. Tracy is a licensed investment advisor representative in 52 states and the District of Columbia. Tracy holds the Series 6, 7, 9, 10, 24, 26, 63, 66, and SIE securities licenses and is a Certified Instructor with the United States Concealed Carry Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MD
11/09/2021 - Present
Empower Financial Services, Inc. (Westminster MD)
MD
09/15/2021 - 10/28/2021
LPL FINANCIAL LLC (WESTMINSTER MD)
MD
01/09/2020 - 03/23/2021
WELLS FARGO CLEARING SERVICES, LLC (LUTHERVILLE MD)
NY
06/07/2017 - 01/15/2019
MORGAN STANLEY (PURCHASE NY)
MD
04/05/2016 - 05/30/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNT VALLEY MD)
MD
05/20/2005 - 03/24/2016
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BOTH
Issued 03/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/25/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/16/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/10/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/19/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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