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Tracy Michelle Maynor

Raymond James Financial Services, Inc.

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About Tracy Michelle Maynor

Tracy Michelle Maynor is a financial advisor in St. Petersburg, Florida. Tracy has been in the financial services industry since 2001 and is a registered representative of Raymond James Financial Services, Inc. and Raymond James & Associates, Inc. Tracy specializes in providing investment advice and financial planning services.

Firm Information

Tracy Maynor is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tracy Maynor’s Registration & Firm History

FL

07/30/2024 - Present

Raymond James Financial Services, Inc. (ST PETERSBURG FL)

NC

10/23/2009 - 07/02/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

NC

02/13/2001 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 03/14/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/26/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/05/2006

Series 4 - Registered Options Principal Examination

BC

Issued 07/29/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Tracy Michelle Maynor.
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