Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Michele Taylor is a registered representative with Morgan Stanley. Tracy has been in the financial services industry since 1988. Tracy is licensed to sell securities in 30 states and is also registered as an investment advisor representative in Texas and Washington. Tracy has passed the Series 7, Series 63, and Series 66 exams, and has held previous positions with Citigroup Global Markets Inc., Dain Rauscher Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Lehman Brothers Inc. Tracy provides financial planning, pension consulting, educational seminars, and selection of other advisers to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
06/01/2009 - Present
Morgan Stanley (Spokane WA)
WA
09/21/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SPOKANE WA)
NY
03/02/1998 - 10/13/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
06/30/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
09/27/1991 - 07/10/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/20/1988 - 09/26/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 04/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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