Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Marie Simonds is a financial advisor at LPL Financial LLC in SHELBY TOWNSHIP, MI. Tracy has been in the industry since 1997 and has a strong track record of success. Tracy is dedicated to helping her clients achieve their financial goals, providing comprehensive financial planning and investment management services. Tracy is registered with the state of Michigan and holds the Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/08/2009 - Present
LPL Financial LLC (SHELBY TOWNSHIP MI)
MI
08/08/2006 - 09/08/2009
MUTUAL SERVICE CORPORATION (SHELBY TOWNSHIP MI)
NY
10/08/1997 - 03/13/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
02/09/1996 - 04/16/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
07/31/1993 - 01/17/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/23/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
BC
Issued 09/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Tracy Simonds is the right advisor for you? Invested Better is here to help.
