Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Mayerhofer is an investment advisor representative with Morgan Stanley in Peoria, Illinois. Tracy has been in the financial services industry for over 20 years, beginning her career in 2001. Tracy is registered in 53 states and the District of Columbia and has a Series 7, Series 9, Series 10, Series 63, and Series 65 license. Tracy specializes in providing asset allocation advice, financial planning, portfolio management for individuals, businesses, and investment companies, pension consulting, and educational seminars. In addition to her work with Morgan Stanley, Tracy has previously worked with Citigroup Global Markets Inc. and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
03/26/2020 - Present
Morgan Stanley (PEORIA IL)
IL
06/01/2009 - 04/28/2010
MORGAN STANLEY SMITH BARNEY (PEORIA IL)
IL
07/30/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PEORIA IL)
IA
Issued 01/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/28/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Tracy Mayerhofer is the right advisor for you? Invested Better is here to help.
