Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Marie Cook is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., located in Northbrook, Illinois. Tracy has been in the financial industry since August 2008 and has extensive experience in providing financial advice to individuals, families, and businesses. Tracy holds both Series 63 and 65 licenses. Tracy has been registered with the firm since November 2008. In addition to her role at Merrill Lynch, Pierce, Fenner & Smith Inc., Tracy also has experience at Morgan Stanley & Co. Incorporated. Tracy has received numerous awards for her outstanding client service. Tracy is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/22/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORTHBROOK IL)
IL
08/15/2008 - 12/05/2008
MORGAN STANLEY & CO. INCORPORATED (RIVERWOODS IL)
IA
Issued 09/28/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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