Unclaimed
Tracy Marie Abraham is a financial advisor at Allstate Financial Advisors, LLC in Georgetown, SC. Tracy has been in the financial services industry since 2003. Tracy holds a Series 7, Series 6, Series 63 and Series 65 license as well as the SIE. Tracy has been registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative (IAR) and a Broker-Dealer (BD) since 2017. Tracy specializes in helping individuals with their financial needs and provides financial planning, retirement planning, and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
SC
07/03/2023 - Present
Allstate Financial Advisors, LLC (Georgetown SC)
SC
02/04/2017 - 06/30/2023
PRUCO SECURITIES, LLC. (Myrtle Beach SC)
TN
01/05/2004 - 10/26/2005
ICBA SECURITIES (MEMPHIS TN)
TN
12/17/2003 - 10/26/2005
VINING SPARKS (MEMPHIS TN)
IA
Issued 07/25/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/16/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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