Unclaimed
Tracy Mack Mousner is a financial professional with over 15 years of experience in the industry. Tracy is currently registered with Nexpoint Securities, Inc. in Dallas, Texas. Previously, Tracy has held positions with Peachtree PC Investors, LLC, Emerson Equity LLC, Skyway Capital Markets, LLC, Stillpoint Capital, LLC, Select Capital Corporation, Ridgewood Securities Corporation, ARI Financial Services, Inc., and Burch & Company, Inc. Tracy holds licenses for Series 63, 7TO, SIE, 62, and 22.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/16/2022 - Present
Nexpoint Securities, Inc. (DALLAS TX)
GA
09/03/2019 - 06/08/2022
PEACHTREE PC INVESTORS, LLC (ATLANTA GA)
CA
09/01/2017 - 08/30/2019
EMERSON EQUITY LLC (SAN MATEO CA)
FL
09/13/2016 - 09/06/2017
SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)
FL
10/21/2015 - 09/12/2016
STILLPOINT CAPITAL, LLC (TAMPA FL)
CA
04/22/2014 - 11/02/2015
SELECT CAPITAL CORPORATION (SAN CLEMENTE CA)
CA
08/11/2008 - 07/15/2013
RIDGEWOOD SECURITIES CORPORATION (SAN DIEGO CA)
CA
07/26/2006 - 08/05/2008
ARI FINANCIAL SERVICES, INC. (SAN CLEMENTE CA)
CA
04/25/2006 - 08/29/2006
BURCH & COMPANY, INC (SAN CLEMENTE CA)
BC
Issued 03/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2007
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 04/24/2006
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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