Unclaimed
Tracy Fezza is a financial professional who has been in the industry since 2009. Tracy is currently registered with Earlybirdcapital, Inc. Tracy is a Series 7, 99, and 11 licensed professional. Tracy is also registered to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/28/2009 - Present
Earlybirdcapital, Inc. (MELVILLE NY)
BC
Issued 11/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2013
Series 99 - Operations Professional Examination
BC
Issued 04/06/2009
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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