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Tracy Lynn Smith

Cambridge Investment Research, Inc.

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About Tracy Lynn Smith

Tracy Smith is a registered representative with Cambridge Investment Research, Inc. Tracy has been in the financial industry since March 2018. Tracy is licensed to sell securities in the state of Ohio. Tracy holds the Series 6, Series 63 and SIE licenses. Tracy Smith's office is located in Cincinnati, Ohio.

Firm Information

Tracy Smith is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tracy Smith’s Registration & Firm History

OH

03/09/2018 - Present

Cambridge Investment Research, Inc. (Cincinnati OH)

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Licenses & Designations

BC

Issued 09/13/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Tracy Lynn Smith. Review regulatory record here.
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