Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Lynn Roberts is a financial professional with over 20 years of experience in the financial services industry. Tracy is currently registered with Vanguard Marketing Corp. Tracy has held a Series 6, 7, and 63 license since 2008. Tracy is a Pennsylvania licensed securities representative. In addition, Tracy holds the Securities Industry Essentials (SIE) designation. Prior to joining Vanguard Marketing Corp., Tracy was employed with First Union Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
06/11/2008 - Present
Vanguard Marketing Corp. (MALVERN PA)
NC
12/17/1997 - 08/03/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 06/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/10/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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