Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Lynn Raynor is a registered representative with LPL Financial LLC. Tracy has been in the financial industry since 1987. Tracy has held previous positions with Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC, First Union Capital Markets Corp., Robert Thomas Securities, Inc and Invest Financial Corporation. Tracy is licensed in South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
06/13/2024 - Present
LPL Financial LLC (Myrtle Beach SC)
SC
02/07/2020 - 06/13/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Myrtle Beach SC)
SC
10/01/1999 - 02/12/2020
WELLS FARGO CLEARING SERVICES, LLC (MYRTLE BEACH SC)
NC
07/05/1994 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
FL
01/03/1994 - 07/14/1994
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
WI
09/24/1987 - 12/31/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 04/28/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1997
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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