Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Lynn Pendergast is a financial professional with over 20 years of experience in the industry. She is currently registered with Fidelity Brokerage Services LLC. Pendergast has a strong background in the securities industry, holding multiple licenses and registrations. She is committed to providing personalized financial guidance and helping her clients achieve their financial goals. Pendergast has a proven track record of success, having worked with Ameriprise Financial Services, Inc. and IDS Life Insurance Company in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/18/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
MN
08/29/2011 - 01/03/2014
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/11/1996 - 05/22/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/11/1996 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
01/27/1992 - 11/22/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/27/1992 - 11/22/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 08/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/31/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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