Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Lynn Nelson is a financial advisor with Cetera Investment Advisers LLC, a firm with a focus on providing financial planning and investment management services to a wide range of clients. Tracy is registered in Minnesota as an investment advisor representative. Tracy has been working in the financial industry since April 1994. Tracy has a history of working with several other financial firms, including First Allied Securities, Inc., and Summit Brokerage Services, Inc., demonstrating experience in the field.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/31/2014 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
MN
03/26/2018 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ST CLOUD MN)
MN
03/26/2018 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (ST CLOUD MN)
MN
03/08/2000 - 12/31/2010
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
08/29/1996 - 11/18/2009
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
NE
03/07/2000 - 11/14/2003
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
NJ
06/22/1988 - 09/10/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/22/1988 - 09/10/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 08/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/26/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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