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Tracy Lynn Clifford

Empower Financial Services, Inc.

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About Tracy Lynn Clifford

Tracy Lynn Clifford is a financial advisor with over 20 years of experience in the industry. Tracy has been registered with Empower Financial Services, Inc. since 2015. Prior to that, Tracy worked with John Hancock Distributors LLC, NYLIFE Distributors LLC, MML Investors Services, Inc., Putnam Retail Management Limited Partnership, John Hancock Distributors, Inc., John Hancock Funds, Inc., and Putnam Mutual Funds Corp. Tracy is licensed in all 50 states and is a Series 6, 7, 24, and 63 licensed holder. Tracy has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Tracy Clifford is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tracy Clifford’s Registration & Firm History

MA

10/24/2015 - Present

Empower Financial Services, Inc. (ANDOVER MA)

MA

04/14/2015 - 09/11/2015

JOHN HANCOCK DISTRIBUTORS LLC (Westwood MA)

MA

06/03/2009 - 04/15/2015

NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)

MA

01/16/2008 - 03/04/2009

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MA

06/18/2001 - 10/22/2007

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (NORWOOD MA)

MA

06/30/1997 - 06/18/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

10/16/1996 - 06/30/1997

JOHN HANCOCK FUNDS, INC. (BOSTON MA)

MA

09/25/1995 - 10/01/1996

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

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Licenses & Designations

BC

Issued 05/13/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2002

Series 7 - General Securities Representative Examination

BC

Issued 06/15/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracy Lynn Clifford.
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