Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Lynn Chipman is a financial advisor who has been working in the industry since December 7, 2000. Tracy is currently registered as an Investment Advisor Representative with Hornor, Townsend & Kent, LLC. Prior to joining Hornor, Townsend & Kent, LLC, Tracy worked at Ameriprise Financial Services, LLC, Riversource Distributors, Inc., Wells Fargo Investments, LLC, and American Express Financial Advisors Inc.. Tracy specializes in providing financial planning, pension consulting, and portfolio management services for individuals, businesses and corporations. Tracy is also a board member for the Client Experience Certificate Program at Minnesota State University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
PA
04/19/2022 - Present
Hornor, Townsend & Kent, LLC (HORSHAM PA)
MN
08/20/2010 - 03/07/2022
AMERIPRISE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MN
01/01/2007 - 10/12/2012
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
06/09/2004 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/09/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CA
11/17/2003 - 05/24/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
10/20/1999 - 11/15/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/20/1999 - 11/15/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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