Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Caver is a financial professional with over 25 years of experience in the industry. Currently, Tracy is a Registered Representative with Pruco Securities, LLC. Tracy has also been previously registered with MML Investors Services, LLC, MSI Financial Services, Inc., and Metropolitan Life Insurance Company. Tracy holds a Series 6 and Series 63 license as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
MS
07/11/2017 - Present
Pruco Securities, LLC (Gautier MS)
MS
03/25/2017 - 07/17/2017
MML INVESTORS SERVICES, LLC (GAUTIER MS)
MS
04/02/1993 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (GAUTIER MS)
MS
04/02/1993 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (GAUTIER MS)
BC
Issued 09/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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