Unclaimed
Tracy Lyle Farr is a financial advisor currently registered with Lazard Freres & Co. LLC. Tracy has been in the industry since October 31, 2013, and has a Series 63, Series 24, Series 79, and SIE license. Tracy is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/01/2013 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
BC
Issued 12/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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