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Tracy Linehan Lapietra

Btig, LLC

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About Tracy Linehan Lapietra

Tracy Lapietra is a financial professional with over 25 years of experience in the industry. Tracy is currently registered with btig, llc as a General Securities Principal. Before joining btig, llc, Tracy was previously registered with Jefferies & Company, Inc. and Lehman Brothers Inc. Tracy holds several securities licenses, including Series 3, 4, 7, 24, 55, 57TO and SIE. Tracy is registered in 12 states, including Arkansas, California, Colorado, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New Mexico, New York, Pennsylvania, and Texas.

Firm Information

Tracy Lapietra is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tracy Lapietra’s Registration & Firm History

NY

01/30/2012 - Present

Btig, LLC (New York NY)

TX

02/07/2005 - 01/04/2012

JEFFERIES & COMPANY, INC. (DALLAS TX)

NY

11/09/1995 - 02/15/2005

LEHMAN BROTHERS INC. (NEW YORK NY)

TX

11/02/1994 - 09/29/1995

PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 01/19/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/11/2007

Series 24 - General Securities Principal Examination

BC

Issued 08/23/2006

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/02/1998

Series 3 - National Commodity Futures Examination

BC

Issued 11/01/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Tracy Linehan Lapietra.
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