Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Randle is an investment advisor representative with LPL Financial LLC, registered with the state of Maryland. Tracy is a securities professional with over 30 years of experience in the financial services industry. Tracy has been registered with the state of Maryland since 2024, and is also registered with the state of Texas. Previously, Tracy was registered with Wells Fargo Clearing Services, LLC, SunTrust Investment Services, Inc., Crestar Securities Corporation, Citizens Brokerage Services, Inc., and First Investors Corporation. Tracy's qualifications include having passed the Series 6, 7, 26, 63, and 66 exams. Tracy has a diverse client base including individuals, high-net-worth individuals, corporations, trusts, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
05/08/2024 - Present
LPL Financial LLC (ROCKVILLE MD)
VA
07/06/2016 - 05/23/2024
WELLS FARGO CLEARING SERVICES, LLC (ARLINGTON VA)
DC
05/26/2000 - 07/11/2016
SUNTRUST INVESTMENT SERVICES, INC. (WASHINGTON DC)
VA
01/01/1997 - 05/26/2000
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NA
01/09/1995 - 01/01/1997
CITIZENS BROKERAGE SERVICES, INC.
NJ
01/01/1991 - 01/09/1995
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 11/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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