Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Wilkins is a registered representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Tracy has been in the industry since January 1996. Tracy holds a Series 7 and Series 63 license. Tracy specializes in providing investment advice to a wide range of clients, including individuals, corporations, businesses, trusts, estates, charities, investment companies, insurance companies, and pension and profit-sharing plans. Tracy is also registered to provide investment advisory services in Ohio and Texas. Previously, Tracy was also a registered representative with Advest, Inc., National City Investments Corporation, and NatCity Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
01/28/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLUMBUS OH)
CT
06/05/1997 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
OH
06/01/1996 - 05/30/1997
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NA
01/24/1996 - 06/01/1996
NATIONAL CITY INVESTMENTS CORPORATION
BC
Issued 02/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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