Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Lee Weiss is a financial professional with over 25 years of experience in the industry. Tracy is currently registered with Hilltop Securities Inc. and Momentum Independent Network Inc. Tracy holds Series 7, 63 and SIE licenses. Prior to joining Hilltop Securities Inc., Tracy was with AVANTAX INVESTMENT SERVICES, INC. Tracy's specializations include securities, investment advisory services, mutual funds, variable annuities, and fixed insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
10/11/2023 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
11/30/2021 - 09/14/2023
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
TX
07/28/2021 - 11/18/2021
HILLTOP SECURITIES INC. (DALLAS TX)
CA
12/10/2008 - 10/01/2009
SOUTHWEST SECURITIES, INC. (SAN DIEGO CA)
CA
06/06/1988 - 01/07/2009
M.L. STERN & CO., LLC. (SAN DIEGO CA)
NA
12/15/1987 - 03/03/1988
SHEARSON LEHMAN HUTTON INC.
NA
07/23/1985 - 11/12/1987
MILLER & SCHROEDER FINANCIAL, INC.
BC
Issued 11/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/28/2020
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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