Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Miller is a financial advisor with over 25 years of experience in the financial services industry. Tracy is currently registered with LPL Financial LLC and has held previous positions with CETERA Advisor Networks LLC, Woodbury Financial Services, Inc., NFP Securities, Inc., New England Securities, American General Securities Incorporated, and Manequity, Inc. Tracy is a CERTIFIED FINANCIAL PLANNER™ professional and a CHARTERED FINANCIAL CONSULTANT™. Tracy provides financial planning, portfolio management, and other investment-related services to individuals, families, and businesses. Tracy is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
07/09/2018 - Present
LPL Financial LLC (HOUSTON TX)
TX
11/08/2010 - 07/24/2018
CETERA ADVISOR NETWORKS LLC (HOUSTON TX)
TX
09/18/2006 - 11/23/2010
WOODBURY FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
09/28/1998 - 09/27/2006
NFP SECURITIES, INC. (HOUSTON TX)
NY
01/22/1998 - 09/28/1998
NEW ENGLAND SECURITIES (NEW YORK NY)
AZ
05/25/1994 - 11/19/1997
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
MA
01/28/1993 - 05/27/1994
MANEQUITY, INC. (BOSTON MA)
BC
Issued 11/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/25/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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