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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Francis is a financial advisor with Grove Point Advisors, LLC, a firm with offices in Rockville, MD and Lexington, KY. Tracy has been in the financial services industry since 2003. Tracy is a registered investment advisor representative in Kentucky and holds Series 7 and 66 securities licenses. Tracy holds the SIE exam and is a licensed financial advisor in multiple states including Florida, Kentucky, Michigan, New Mexico, Ohio, South Carolina, and Texas. Tracy specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting. Tracy also provides educational seminars and assists with the selection of other advisors for clients. Tracy's experience, expertise, and commitment to client service make her a valuable resource for individuals and businesses seeking comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
04/01/2021 - Present
Grove Point Advisors, LLC (ROCKVILLE MD)
KY
08/08/2003 - 06/08/2007
JEFFERSON PILOT SECURITIES CORPORATION (LEXINGTON KY)
BOTH
Issued 03/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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