Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Kendrick is an investment advisor representative with Wells Fargo Clearing Services, LLC. Tracy has been working in the financial industry for over 18 years. Tracy holds Series 6, 7, and 66 securities licenses and has worked for several other firms before joining Wells Fargo Clearing Services, LLC, including Morgan Stanley and Waddell & Reed, Inc. Tracy is registered to offer securities advice in 36 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
08/21/2019 - Present
Wells Fargo Clearing Services, LLC (EAST LANSING MI)
MI
06/20/2014 - 04/09/2018
MORGAN STANLEY (EAST LANSING MI)
MI
01/08/2013 - 05/02/2014
WELLS FARGO ADVISORS, LLC (EAST LANSING MI)
MI
06/13/2011 - 10/02/2012
WADDELL & REED, INC. (BLOOMFIELD HILLS MI)
WI
01/01/2004 - 10/31/2008
ING FINANCIAL PARTNERS, INC. (CHIPPEWA FALLS WI)
IA
09/01/2003 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
BOTH
Issued 08/18/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/25/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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