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Tracy Le Leong

U.s. Bancorp Advisors, LLC

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About Tracy Le Leong

Tracy Le Leong is a financial advisor with over 30 years of experience in the industry. Tracy is currently registered with U.S. Bancorp Advisors, LLC and has worked in the past with firms like Cal Fed Investments, WM Fund Services, Inc., Great Western Financial Securities Corporation and Fortis Investors, Inc. Tracy has a strong background in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Tracy holds several industry certifications including Series 6, 7, 24, 63, SIE and 99TO.

Firm Information

Tracy Leong is currently registered with U.s. Bancorp Advisors, LLC. U.S. Bancorp Advisors, LLC, is a Limited Liability Company registered with the SEC and in all 50 states, as well as the Virgin Islands. Formed in 2004, the firm provides portfolio management services for individuals, businesses, and investment companies, and offers a wrap fee program. They also assist clients with the selection of other advisors. The firm currently manages over $1.38 billion in regulatory assets under management.
U.s. Bancorp Advisors, LLC

800 N. BRAND BOULEVARD

GLENDALE, CA 91203

$1.39B

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tracy Leong’s Registration & Firm History

CA

10/29/1999 - Present

U.s. Bancorp Advisors, LLC (GLENDALE CA)

CA

04/02/1999 - 09/27/1999

CAL FED INVESTMENTS (SACRAMENTO CA)

WA

08/13/1996 - 06/05/1998

WM FUND SERVICES, INC. (SEATTLE WA)

CA

03/23/1992 - 07/03/1996

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

MN

10/03/1990 - 04/07/1992

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 03/06/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/25/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/1993

Series 7 - General Securities Representative Examination

BC

Issued 10/01/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracy Le Leong.
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