Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy L. Howard is a financial advisor with Osaic FA, Inc. located in Fort Wayne, Indiana. Tracy has been in the industry since October 30, 2001. Tracy L. Howard holds Series 7, 24, 4, 51, 53 and 66 licenses and has been registered with FINRA since June 14, 2001. Tracy specializes in providing financial advice to individuals, businesses, pension and profit sharing plans and charitable organizations. Tracy is also registered as an Investment Advisor Representative in Indiana. Tracy has worked with Osaic FA, Inc. since August 12, 2005 and has previously worked with THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, FSC SECURITIES CORPORATION and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Osaic FA, Inc. is a financial advisor firm that provides a variety of services to its clients, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
08/12/2005 - Present
Osaic FA, Inc. (FORT WAYNE IN)
IN
05/11/2005 - 04/12/2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
GA
02/04/2003 - 03/17/2005
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
06/15/2001 - 11/12/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/10/2010
Series 4 - Registered Options Principal Examination
BC
Issued 12/13/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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