Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy L. Bigley is a financial advisor associated with Morgan Stanley & Co. LLC, based in Baltimore, MD. Tracy has more than 26 years of experience in the financial services industry and holds a variety of licenses and certifications. Tracy's previous experience includes roles with Raymond James & Associates, Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
11/28/2018 - Present
Morgan Stanley & Co. LLC (Baltimore MD)
MD
09/06/2016 - 09/06/2017
RAYMOND JAMES & ASSOCIATES, INC. (BALTIMORE MD)
MD
01/13/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
MD
06/10/1999 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
PA
12/17/1992 - 04/30/1999
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 05/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 09/17/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/17/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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