Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Aaron is a financial advisor with over 25 years of experience. Currently, Tracy works as a registered representative for Cambridge Investment Research Advisors, Inc. in Easton, MD. Tracy's previous employers include GWN Securities Inc. and Lincoln Investment. Tracy's certifications include Series 6, 7, 26, 63, and 65. Tracy is also a licensed insurance agent for various independent insurance companies. Tracy provides financial planning, portfolio management, and educational seminars. Tracy serves individual and institutional clients including high-net-worth individuals, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MD
03/10/2022 - Present
Cambridge Investment Research Advisors, Inc. (Easton MD)
MD
05/24/2011 - 03/10/2022
GWN SECURITIES INC. (EASTON MD)
MD
09/22/2010 - 05/23/2011
LINCOLN INVESTMENT (GAITHERSBURG MD)
MD
03/16/1994 - 10/06/2008
LINCOLN INVESTMENT PLANNING, INC. (GAITHERSBURG MD)
IA
Issued 03/01/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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